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10.07.02.51
.51 Civil Money Penalties-Imposition.
A. A civil money penalty may be imposed when:
(1) A deficiency exists; or
(2) An ongoing pattern of deficiencies exist in a nursing facility.
B. In determining whether a civil money penalty is to be imposed, the Department shall consider the following factors:
(1) The number, nature, and seriousness of the deficiencies;
(2) The extent to which the deficiency or deficiencies are part of an ongoing pattern during the preceding 24 months;
(3) The degree of risk to the health, life, or safety of the residents of the nursing facility caused by the deficiency or deficiencies;
(4) The efforts made by, and the ability of, the nursing facility to correct the deficiency or deficiencies;
(5) A nursing facility's prior history of compliance in general and specifically with reference to the cited deficiencies; and
(6) Such other factors as justice may require.
C. When the Department determines that a deficiency or an ongoing pattern of deficiencies exists, the Department shall notify the nursing facility of the deficiency or deficiencies and may:
(1) Impose a per day civil money penalty until sustained compliance has been achieved;
(2) Permit the facility the opportunity to correct the deficiencies by a specific date; or
(3) Impose a per instance civil money penalty for each instance of violation.
D. When the Department permits a facility the opportunity to correct the deficiencies by a specific date, and the facility fails to comply with this requirement, the Department may impose a per day civil money penalty for each day of violation until correction of the deficiency or deficiencies has been verified and sustained compliance has been maintained.
E. When a civil money penalty is imposed, the Department shall issue an order which includes the:
(1) Deficiency or deficiencies on which the order was based;
(2) Amount of civil money penalty to be imposed; and
(3) Manner in which the amount of civil money penalty was calculated.
F. An order issued pursuant to ¤E of this regulation is void unless issued within 60 days of the inspection or reinspection at which the deficiency or deficiencies are identified.
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